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2007 DoL Adviser Requirements
ERISA Adviser Compliance Guide
Plan Sponsor Application for Adviser Monitor
Adviser Application for Adviser Monitor
Analysis of DoL Bulletin on Advice
DoL FAB 2007-01 on Statutory Exemption for Investment Advice
Papers on Pension Protection Act (PPA)
Fiduciary Adviser compensation
Review of qualified default investment alternatives
Impact of PPA
Fiduciary Adviser Services
FAQ - Fiduciary Adviser certification
Detailed description of Fiduciary Adviser certification
Fiduciary Adviser certification application
Samples
Fiduciary Adviser client presentation
Fiduciary Adviser diagnostic report
Eligible investment advice arrangement (EIAA)
Pension Protection Act Source Materials
DoL - QDIA final rule
HR4 - Pension Protection Act
Comments to EBSA on Advice Fee Disclosure
DoL - QDIA proposal
Sec - No action letter
Publications
Fiduciary Protection and Automatic Enrollment Deadlines